Disclosures
Broker-Dealer & Investment Advisory Disclosure
Securities and advisory services offered through LPL Financial, a registered investment advisor. Member FINRA/SIPC.
SC Financial Group and LPL Financial are separate entities. SC Financial Group is not registered as a broker-dealer or investment advisor.
Important Information
The information contained on this website is for general informational purposes only and should not be considered as financial, tax, or legal advice. No investment strategy assures success or protection against loss.
Investing involves risk, including possible loss of principal. No strategy assures a profit or protects against loss.
Form CRS
LPL Financial Form CRS (Client Relationship Summary) provides important information about the types of services offered, how compensation works, and potential conflicts of interest.
BrokerCheck
Check the background of the investment professional associated with this site on FINRA's BrokerCheck.
Third-Party Content
Content from third-party sources is provided for informational purposes only and does not represent the views or opinions of SC Financial Group or LPL Financial. Links to third-party websites are provided as a convenience and do not imply endorsement.
State-Residents Disclosure
The LPL Financial registered representative associated with this website may discuss and/or transact business only with residents of the states in which he is properly registered or licensed. No offers may be made or accepted from any resident of any other state.
Advisor Capacity (Reg BI / Advisers Act)
I am an LPL Financial registered representative and may also act as an Investment Adviser Representative through LPL Financial. Recommendations made in a brokerage capacity are subject to Regulation Best Interest. Recommendations made in an advisory capacity are subject to the Investment Advisers Act fiduciary standard. The capacity in which a recommendation is made will be disclosed at the time of the recommendation. See LPL's Form CRS for additional information.